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30多年前,一名年轻的中国学生只身在美国留学,一场巴菲特的演讲让他打开了新世界的大门,而后他进入资管行业,开始了自己的职业生涯。1997年,他创立了喜马拉雅资本,后来认识了巴菲特和芒格两位投资大师。作为巴菲特的搭档查理 · 芒格的学生和密友,可以说,他是华人中和巴菲特的价值投资思想接触最深入的人。这个人曾被查理·芒格评价为“不是常人”,是查理·芒格“一生中三个最成功的投资之一”。2008年,他推荐巴菲特入股比亚迪,使伯克希尔·哈撒韦获得高达12亿美元的回报。他是李录,著名的投资人,美国喜马拉雅资本创始人及董事长,是真正的价值投资理念的践行者,查理·芒格家族资产的主要管理者,查理·芒格的合伙人。李录曾说“一个人的成功并不是偶然,时机固然重要,但人的内在品质更重要。”“不是常人”的李录是如何练就一身投资本领?是什么让他获得投资大师的青睐?我们无从得知,但是我们可以从李录的书单中探索他的心理历程。都说读书就是沿着作者的脚印去看沿途的风景,通过阅读李录的书单,我们可以知晓他曾遨游的书海与世界,打开我们的大脑与思想,缩小我们与大师之间的距离。在李录尚在预售的新书《文明、现代化、价值投资与中国》里,经出版方授权,聪明投资者摘取发布他推荐的完整书单,可以说是包含了古今中外,总共138本,有六大类别:
1.[美]贾雷德·戴蒙德,《枪炮、病菌与钢铁:人类社会的命运》,上海译文出版社,2006Jared M. Diamond. Guns, Germs, and Steel: The Fates of Human Societies.New York, NY, US: W.W. Norton & Co, 19992.[美]伊恩·莫里斯,《西方将主宰多久:从历史的发展模式看世界的未来 》,中信出版社,2011Ian Morris. Why the West Rules—for Now: The Patterns of History, and What They Reveal About the Future. Picador. 20113.[美]伊恩·莫里斯,《文明的度量:社会发展如何决定国家命运》,中信出版社, 2014Ian Morris. The Measure of Civilization: How Social Development Decides the Fate of Nations. Princeton, NJ, US: Princeton University Press, 20134.[美]爱德华·奥斯本·威尔森,《群的征服:人的演化、人的本性、人的社會,如何讓人成為地球的主導力量 》,左岸出版社,2018E. O. Wilson. The Social Conquest of Earth. New York, NY, US: W. W.5.[英]戴维·多伊奇,《无穷的开始:世界进步的本源》,人民邮电出版社,2014 David Deutsch. The Beginning of Innity: Explanations that Transform the World. London, UK: Allen Lane. 20116.[英]戴维·多伊奇,《真实世界的脉络:平行宇宙及其寓意》,人民邮 电出版社,2016David Deutsch. The Fabric of Reality: The Science of Parallel Universes --And Its Implications. New York, NY, US: Allen Lane, 19977.[英]马特·里德利,《理性乐观派:一部人类经济进步史》,机械工业出版社, 2011Matt Ridley. The Rational Optimist: How Prosperity Evolves. Harper. 20108.[英]卡尔·波普尔,《科学发现的逻辑》,中国美术学院出版社,2008 Karl Popper. The Logic of Scientic Discovery. Routledge. 20029.[英]卡尔·波普尔,《开放社会及其敌人》,中国社会科学出版社,1999 Karl Popper. The Open Society and its Enemies. Princeton University Press. 201310.[英]理查德·道金斯,《自私的基因》,中信出版社,2018 Richard Dawkins.The Sel sh Gene. Oxford University Press. 199011.[以色列]尤瓦尔·赫拉利,《人类简史:从动物到上帝》,中信出版 社,2014 Yuval N. Harari. Sapiens: A Brief History of Humankind. New York, NY, US:Harper, 201512.[英]尼尔·弗格森,《文明》,中信出版社,2012Niall Ferguson. Civilization: The West and the Rest. Penguin Books, 201213.[美]史蒂芬·平克,《当下的启蒙:为理性、科学、人文主义和进步辩护 》,浙江人民出版社,2018Steven Pinker. Enlightenment Now: The Case for Reason, Science,Humanism, and Progress. Viking, 201814.[美]史蒂芬·平克,《心智探奇:人类心智的起源与进化》,浙江人民 出版社,Steven Pinker. How the Mind Works. W. W. Norton & Co Inc, 199715.Charles Van Doren. A History of Knowledge: Past, Present, and Future.16.[美]凯伦·阿姆斯特朗,《神的历史》,海南出版社,2013Karen Armstrong. A History of God: The 4000-Year Quest of Judaism, Christianity and Islam. Ballantine Books, 199417.Robert Wright. Why Buddhism is True: The Science and Philosophy of Meditation and Enlightenment. Simon & Schuster, 201718.[美]丹尼尔·卡尼曼,《思考,快与慢》,中信出版社,2012Daniel Kahneman. Thinking, Fast and Slow. Farrar, Straus and Giroux. 201119.Vaclav Smil. Creating the Twentieth Century: Technical Innovations of 1867-1914 and Their Lasting Impact. Oxford University Press, 2005.20.Vaclav Smil. Transforming the Twentieth Century: Technical Innovations and Their Consequences. Oxford University Press, 2006
1. 钱穆《先秦诸子系年 》,商务印书馆,20012.钱穆《中华文化十二讲 》,九州出版社,20133.[汉]司马迁,《史记(白话本)》,商务印书馆,20164.李解民等,《白话二十五史精选 》,新世界出版社,20095.[宋]朱熹(编),《四书章句集注》,上海古籍出版社,20066.William Theodore de Bary. Waiting for the dawn. Columbia University Press, 1993.7.狄百瑞,《中国的自由传统 》,香港中文大学出版社,19838.William Theodore de Bary and Irene Bloom. Editors. Approaches to the Asian Classics. Columbia University Press, 1990.9.Wing-Tsit Chan. A Source Book in Chinese Philosophy. Princeton University Press, 196910.许倬云,《万古江河— 中国历史文化的转折与开展 》,湖南人民出版社,201712.《余英时文集 》,广西师范大学出版社,201413.林毓生,《思想与人物 》,联经出版事业公司,198315.黄仁宇,《万历十五年 》,三联书店,199716.史景迁 ,《天安门:知识分子与中国革命 》,中央编译出版社,199817.Jonathan D. Spence ( 史景迁 ). The Search for Modern China. W. W. Norton & Co, 1991.18.王亚南,《中国官僚 政治研究 》,中国社会科学出版社,198119.辜鸿铭,《中国人的精神 》,外语教学与研究出版社,199820.孙皓晖,《中国原生文明启示录 》,中信出版社,2016
1.黄仁宇,《资本主义与二十一世纪 》,三联书店,20062.钱穆,《中国经济史 》,北京联合出版公司,20133.[美]傅高义,《邓小平时代》,三联书店,20134.吴敬琏,《中国经济改革进程 》,中国大百科全书出版社,20185.林毅夫,《解读中国经济(增订版)》,北京大学出版社,20146.《杨小凯学术文库 》,社会科学文献出版社,20187.史正富,《超常增长:1979 – 2049 年的中国经济 》,上海人民出版社, 20138.文一,《伟大的中国工业革命 》,清华大学出版社,20169.[新加坡]李光耀,《李光耀回忆录1923-1965》,世界书局,199810.[新加坡]李光耀,《李光耀回忆录1965-2000》,世界书局,200011.[新加坡]李光耀,《李光耀回忆录:我一生的挑战—新加坡双语之路 》,译林出版社,201312. [新加坡]韩福光等,《李光耀:新加坡赖以生存的硬道理》,外文出版社,201513.吴晓波,《 浩荡两千年:中国企业公元前 7 世纪—1869 年 》,中信出版社,201214.王小波,《 沉默的大多数 》,北京十月文艺出版社,2017
1.[美]本杰明·格雷厄姆、戴维·多德,《证券分析》,中国人民大学出 版社,2013 Benjamin Graham and David Dodd. Security Analysis. McGraw-Hill Education, 19962.[美]本杰明·格雷厄姆,《聪明的投资者》,江苏人民出版社,2000 Benjamin Graham.The Intelligent Investor. Collins Business, 19943.[美]本杰明·格雷厄姆,《格雷厄姆:华尔街教父回忆录》,上海远东出版社,2008 Benjamin Graham.Benjamin Graham: The Memoirs of the Dean of Wall Street. McGraw-Hill. 19964.[美]彼得·考夫曼(编),《穷查理宝典:查理·芒格的智慧箴言录》, 中信出版社,2016Peter D. Kaufman. Poor Charlie’s Almanack: The Wit and Wisdom of Charles T. Munger. Walworth Publishing Company. 20055.[美]珍妮特·洛尔,《查理·芒格传》,中国人民大学出版社,2009Janet Lowe. Damn Right! Behind the Scenes with Berkshire Hathaway Billionaire Charlie Munger. Wiley, 20006.[美]沃伦·巴菲特,《巴菲特致股东的信:股份公司教程》,机械工业出版社,2004 Lawrence A. Cunningham. Essays of Warren Bu ett: Lessons for Investors and Managers. John Wiley & Sons Ltd, 20097.Warren E. Buffett. The Essays of Warren Buffett: Lessons for Corporate America. The Cunningham Group, 20018.[美]安德鲁·基尔帕特里克,《永恒的价值:投资天才沃伦·巴菲特 传 》,上海远东出版社,1998Andrew Kilpatrick. Of Permanent Value: The Story of Warren Bu ett. Andy Kilpatrick Pub Empire, 19989.[美]艾丽斯·施罗德,《滚雪球:巴菲特和他的财富人生》,中信出版 社,2009 Alice Schroeder. The Snowball: Warren Buffett and the Business of Life.10.Robert G. Hagstrom. The Warren Bu ett Portfolio: Mastering the Power of the Focus Investment Strategy. John Wiley & Sons, 199911.[美]乔治·索罗斯,《金融炼金术》,海南出版社,2016 George Soros. The Alchemy of Finance. Wiley, 200712.[美]乔治·索罗斯,《我是索罗斯》,海南出版社,2011 George Soros. Soros on Soros. Wiley, 199513.Roger Lowenstein. Buffett: The Making of an American Capitalist. Random House, 199514.Peter Bevelin. Seeking Wisdom: From Darwin to Munger. PCA Publications. 200715.John Train. Money Masters of Our Time. HarperBusiness, 199416.James R. Vertin and Charles D. Ellis. Classics: The Most Interesting Ideas and Concepts from the Literature of Investing. Business One Irwin, 198817.James R. Vertin and Charles D. Ellis. Classics II: Another Investor’s Anthology. Irwin Professional Pub, 199118.[美]乔尔·格林布拉特,《股市天才:发现股市利润的秘密隐藏之地 》,中国青年出版社,201119.Joel Greenblatt. You Can Be a Stock Market Genius: Uncover the Secret Hiding Places of Stock Market Pro ts. Touchstone, 199920.Howard Marks. Memo to Oaktree Clients. Wave Publishing, 200521. Leon Levy and Eugene Linden. The Mind of Wall Street: A LegendaryFinancier on the Perils of Greed and the Mysteries of the Market. PublicAffairs, 200222.David F. Swensen. Unconventional Success: A Fundamental Approach to Personal Investment. Free Press, 200523.[英]查尔斯·麦基,《大癫狂:非同寻常的大众幻想与群众性癫狂》,电子工业出版社,2013Charles Mackay. Extraordinary Popular Delusions and the Madness of Crowds. Barnes & Noble Inc, 199424.查尔斯 · P. 金德尔伯,《疯狂、惊恐和崩溃:金融危机史 》,中国金融 出版社,2007Charles P. Kindleberger. Manias, Panics, and Crashes: A History of Financial Crises. Wiley, 200525.[美]巴顿·毕格斯,《财富、战争与智慧:二战投资启示录》,大牌出版社Barton Biggs. Wealth, War and Wisdom. Wiley, 200826.[美]瑞·达利欧,《原则》,中信出版社,2018Ray Dalio. Principles: Life and Work. Simon & Schuster, 201727.[英]约翰·罗斯查得,《戴维斯王朝:五十年华尔街成功投资历程》,东方出版社,2005John Rothchild. The Davis Dynasty: 50 Years of Successful Investing on Wall Street. Wiley, 200128.[美]沃尔特·艾萨克森,《创新者:一群技术狂人和鬼才程序员如何 改变世界 》,中信出版社,2017Walter Isaacson. Innovators: How a Group of Hackers, Geniuses, and Geeks Created the Digital Revolution.29.[美]埃德温·勒菲弗,《股票大作手回忆录》,万卷出版公司,2010 Edwin Lefèvre. Reminiscences of a Stock Operator. Wiley, 200430.小弗雷德 · 施韦德,《客户的游艇在哪里 》,机械工业出版社,2010 Fred Schwed Jr. Where Are the Customers’ Yachts? Or, A Good Hard Look atWall Street. Wiley, 199531.Seth Klarman. Margin of Safety: Risk-Averse Value Investing Strategies for the Thoughtful Investor. HarperCollins, 199132.Bruce Greenwald and Judd Kahn. Competition Demystified: A Radically Simpli ed Approach to Business Strategy. Portfolio, 200733.S. Jay Levy and David A. Levy. Pro ts and The Future of American Society,Happer & Row, 198334.[美]马丁·惠特曼,《马丁·惠特曼的价值投资方法》,机械工业出版社,2013 Martin J. Whitman. Value Investing: A Balanced Approach. Wiley, 199935.[ 美 ] 戴维 · S. 兰德斯,《国富国穷 》,新华出版社,2010David. S. Landes. The Wealth and Poverty of Nations: Why Some Are So Rich and Some So Poor. W. W. Norton & Company, 199936.[英]弗里德利希·哈耶克,《通往奴役之路》,中国社会科学出版社,1997F. A. Hayek. The Road to Serfdom. University of Chicago Press, 199437.[美]肯尼斯·R.胡佛,《拉斯基、哈耶克:改变世界的三个经济学家》,上海社会科学院出版社,2013Kenneth R. Hoover. Economics as Ideology: Keynes, Laski, Hayek, and the Creation of Contemporary Politics. Rowman & Littlefield Publishers, 200338.Alan Greenspan and Adrian Wooldridge. Capitalism in America: A History. Penguin Press, 2018.39.[美]约瑟夫·熊彼特,《资本主义、社会主义与民主》,商务印书馆, 1999 Joseph A. Schumpeter. Capitalism, Socialism and Democracy. Routledge, 199440.Charles R. Geisst. Wall Street: A History. Oxford University Press. 201841.[美]迈克尔·波特,《竞争优势》,华夏出版社,2005Michael E. Porter. Competitive Advantage: Creating and Sustaining Superior Performance. Free Press, 199842.[美]杰里米J·西格尔,《股市长线法宝》,机械工业出版社,2011Jeremy J. Siegel. Stocks for the Long Run: The De nitive Guide to Financial Market Returns and Long-Term Investment Strategies. McGraw-Hill, 200243.[美]辜朝明,《大衰退年代:宏观经济学的另一半与全球化的宿命》,上海财经大学出版社,2019 Richard C.Koo. The Other Half of Macroeconomics and the Fate of Globalization. Wiley, 2018
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1.[美]本杰明·富兰克林,《穷理查年鉴—财富之路》,上海远东出版社,2003Benjamin Franklin. Poor Richard’s Almanack. Peter Pauper Press, 19802.Gordon S. Wood. The Americanization of Benjamin Franklin. Penguin Books, 20053.[美]沃尔特·艾萨克森,《富兰克林传》,中信出版社,2016Walter Isaacson. Benjamin Franklin: An American Life. Simon & Schuster, 20034.[美]沃尔特·艾萨克森,《列奥纳多·达·芬奇传:从凡人到天才的创造力密码 》,中信出版社,2018Walter Isaacson. Einstein: His Life and Universe.Simon & Schuster, 20085.[英]大卫·坎纳丁,《梅隆:一个美国金融政治家的人生》,上海远东出版社,2010David Cannadine. Mellon: An American Life. Knopf, 2006.6.[美]罗恩·彻诺,《沃伯格家族:一个犹太金融家族的传奇》,上海远东出版社,2011Ron Chernow. The Warburgs: The Twentieth-Century Odyssey of a Remarkable Jewish Family. Random House, 19937.[美]罗恩·彻诺,《摩根财团:美国一代银行王朝和现代金融业的崛起 》,中国财政经济出版社,2003 Ron Chernow. The House of Morgan: An American Banking Dynasty and the Rise of Modern Finance.Atlantic Monthly Press, 19908.[美]罗恩·彻诺,《洛克菲勒传:全球首富的创富秘诀》,华东师范大 学出版社,2013Ron Chernow. Titan: The Life of John D. Rockfeller Sr. Vintage, 20049.Joseph Frazier Wall. Andrew Carnegie. University of Pittsburgh Press, 198910. [美]安·兰德,《源泉》,重庆出版社,2013Ayn Rand. The Fountainhead. Plume, 199411.[英]乔治·奥威尔,《1984》,北京十月文艺出版社,2010George Orwell. 1984. Houghton Mifflin Harcourt, 201712.[美]扎卡里亚,《自由的未来》,上海译文出版社,2014Fareed Zakaria. The Future of Freedom: Illiberal Democracy at Home and Abroad. W.W. Norton & Company, 200313.Fareed Zakaria. The Post-American World. W. W. Norton & Company, 200814.[美]格雷厄姆·艾利森,《注定一战:中美能避免修昔底德陷阱吗?》,上海人民出版社,2019Graham Allison. Destined for War: Can America and China Escape Thucydides’s Trap? Houghton Mifflin Harcourt, 2017
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