“金融社会学”专题文献清单

第一周

引入：金融社会学与金融市场

1.Bruce G. Carruthers and Jeong-Chul Kim. The Sociology of Finance，Annual Review of Sociology, 2011 ,37(1): 239-259.

2.萨森. 全球金融及其制度空间，《牛津金融社会学手册》P14-P33

3.塞蒂娜. 什么是金融市场——作为微观和后传统的社会形态，《牛津金融社会学手册》P123-P142

4.张成思,田涵晖. 美国金融体系的历史演进逻辑——金融部门结构变迁视角,金融科学,2020,(02):1-24.

第二周

金融化与全球化

5.M.S. Mizruchi and Gerald F. Davis. "The Globalization of American Banking", 1962-1981, in Frank Dobbin (ed.), The Sociology of the Economy, New York: Russell Sage Foundation，2004.

6. Nataschavan der Zwan. "Making Sense of Financialization", Socio-Economic Review. 2014,(12):99-129

7. A. Gunnoe. "The Financialization of the US Forest Products Industry: Socio-Economic Relations, Shareholder Value, and the Restructuring of an Industry", Social Forces, 2016,94(3):1075–1101.

8.张成思,张步昙.中国实业投资率下降之谜:经济金融化视角,经济研究,2016,51(12):32-46.

9.杨典、欧阳璇宇.金融资本主义的崛起及其影响——对资本主义新形态的社会学分析, 中国社会科学,2018,(12):110-133+201-202.

10.高柏.全球化与中国经济发展模式的结构性风险,社会学研究,2005,(04):172-188+245-246.

第三周

金融市场的结构

10.Bruce Carruthers and Arthur Stinchcombe. “The Social Structure of Liquidity: Flexibility, Markets, and States,” Theory and Society, 1999, (3) :353-82.

11.Alya Guseva and Akos Rona-Tas.“Uncertainty, Risk, and Trust: Russian and American Credit Card Markets Compared,” American Sociological Review, 2001, 66(5): 623-646

12.Baker W E.“The Social Structure of a National Securities Market,American Journal of Sociology,” 1984, 89(4):775-811.

13.Saskia Sassen.“The Embeddedness of Electronic Markets: the Case of Global Capital Markets,” Pp.17-37 in Knorr Cetina and Preda, eds. The Sociology of Financial Markets. New York: Oxford University Press,2004.

14.彭惠.信息不对称下的羊群行为与泡沫——金融市场的微观结构理论,金融研究,2000,(11):5-19.

15.刘海龙,吴冲锋.金融市场微观结构理论综述, 管理评论,2003, (01):38-40+62-64.

16.Iain Hardie and Donald MacKenzie. “The Material Sociology of Arbitrage.” Pp.186-202 in Knorr Cetina and Preda, eds. The Oxford Handbook of the Sociology of Finance. Oxford: Oxford University Press, 2013.

17.Donald MacKenzie. “The Credit Crisis as a Problem in the Sociology of Knowledge.”American Journal of Sociology, 2011,(6): 1778-1841

18.Daniel Beunza and David Stark.“From dissonance to resonance: cognitive interdependence in quantitative finance.” Economy and Society, 2011, 41(3):1-35.

19.Zuckerman.“The Categorical Imperative: Securities Analysts and the Illegitimacy Discount.” American Journal of Sociology, 1999,104(5):1398–1438.

21.Leonard Seabrooke. 2006. The Social Sources of Financial Power. Cornell: Cornell University Press. Preface, chapter 1

22.刘长喜,桂勇,于沁.金融化与国家能力——一个社会学的分析框架,社会学研究,2020,35(05):123-146+244-245.

23.向静林,艾云. 地方金融治理的三个维度：基于经济社会学视角的分析,学术论坛,2020,43(02):60-67.

24.高柏. 金融秩序与国内经济社会, 社会学研究,2009,24(02):2-16+243.

25.Fligstein N , Shin T. “Shareholder Value and the Transformation of the U.S. Economy,” 1984–2001，Sociological Forum, 2007,22(4):399 – 424.

26.Benton, Richard A. and J. Adam Cobb.“Eyes on the Horizon? Fragmented Elites and the Short-Term Focus of the American Corporation.” American Journal of Sociology, 2019, 124(6):1631–84.

27.Davis, Gerald F., Diekmann, Kristina A., Tinsley, & Catherine H. “The decline and fall of the conglomerate firm in the 1980s: the deinstitutionalization of an organizational form,” American Sociological Review, 1994, 59(4): 547-570.

28.Gerald Davis.“Financial Markets and Corporate Governance” and “From Institution to Nexus: How the Corporation Got, then Lost, its Soul” Managed by the Markets. Oxford: Oxford University Press, 2009.

29.Dick Zorn, et al.“Managing Investors: How Financial Markets Re-shaped Firms.” Pp. 269-89 in K Knorr Cetina and A. Preda, eds. The Sociology of Financial Markets, New York: Oxford University Press,2006.

30.Pernell, K. “Market Governance, Financial Innovation, and Financial Instability: Lessons from Banks' Adoption of Shareholder Value Management.” Theory and Society, 2020, 49(1): 277–306.

31.万斯莱本.金融分析师，《牛津金融社会学手册》P265-P287

第七周

证券化、银行业与监管

32.Gerald Davis.“From Banks to Markets: How Securitization Ended the Wonderful Life,” in Managed by the Markets. Oxford: Oxford University Press, 2009.

33.Wansleben, L. “How Expectations Became Governable: Institutional Change and the Performative Power of Central Banks.” Theory and Society, 2018, 47: 773–803.

34.Henrich R. Greve, “An Ecological Theory of Spatial Evolution: Local Density Dependence in Tokyo Banking, 1894–1936,” Social Forces, 2002, 80 (3): 847–879.

35.Keister L A.“Financial Markets, Money, and Banking,” Annual Review of Sociology, 2002,28(1):39-61.

36.阿布拉菲亚.中央银行和技术理性的胜利，《牛津金融社会学手册》P99-P119

37.梁波,王海英.战略认知、增量式变革与中国银行业变迁，社会学研究,2020,35(04):128-151+244.

39.维乐露丝和寇思乐. 艺术品的金融化，《牛津金融社会学手册》P494-P511

40.威尔修斯. 《艺术品如何定价：价格在当代艺术市场中的象征意义》，译林出版社，2017

**封面图为美国纽约证券交易所。[图源：wsj.com]